Operational Due Diligence

Operational Due Diligence ("ODD") supports the manager research process by conducting a thorough review of the manager's operational systems including compliance and audit. We believe due diligence is an integral part of risk management and must be performed in-house. We do our own homework and do not rely on third parties to protect our client investments.


Available Reports

Extensive materials are available to our clients to document findings as a matter of record or for audit purposes. The Operational Due Diligence team will also conduct phone interviews with client auditors as requested.

Operational Due Diligence Executive Summary

Investment Manager Transparency Scorecard

Meeting Notes

Audited Financial Statement Review

Form ADV Review

Updated Fund Document Review